Ethical dilemma problem | Business & Finance homework help

Ethical Dilemma problem 2

This project contains two sections. 1. The “ethical dilemma problem 2”written paper. 2. Describe the seven principles of the CFP code of ethics. 

1. Written paper Instructions: Please use the case study format below. Points will be deducted from your grade for not following the case study format. 

•  CASE ANALYSIS: Brief analysis/summary of the case  

•  PROBLEM(S): Identify the problems/issues. Describe and define the Regulations and Standards which  were violated.  

•  SOLUTION(S): Possible Solutions of identified problems/issues –the best strategy that can be used to  solve the problems if this issue occurred at your job. What could you do to solve the problem?  

•  RECOMMENDATION(S): Recommendation: what would you recommend in solving this problem by reviewing the solutions you have the most confidence in. What are the reasons for the preference? How would you prevent future similar issues if you were the office manager/or owner of a personal financial planning firm?  

•  CONCLUSION: Briefly describe how you would implement the recommendations and/or contingency plan.  

A well supported paper includes outside research and reference to our text book. This will help to substantiate your ideas and recommendations. Your paper should be labeled with each section (analysis, problem, solution, etc) Double spaced, 3 – 5 pages in length, 12 point font, proper reference and citation must be included.  

Ethical Dilemma problem 2: 

Mike is both a certified professional planner and a general partner of a hedge fund. He was a successful professional planner and had a large group of clients. He placed most of his clients in that hedge fund. He did not tell his clients about his ownership in it. When the results were disappointing, he sold his ownership and personal holdings in the fund. Afterward, he advised his clients to get out of it. 

In this case what would you recommend if this certified professional planner was your employee? What would you do if this person was your business partner? What would you do to rectify the situation? Outline the SEC and CFP violations committed in this case: 

2. Also, on a separate page, please answer the following: 

List the seven principles of the CFP Code of Ethics. Describe and define each of the seven principles. Describe how Mike violated several of the principles. 

Calculate the price of your order

550 words
We'll send you the first draft for approval by September 11, 2018 at 10:52 AM
Total price:
$26
The price is based on these factors:
Academic level
Number of pages
Urgency
Basic features
  • Free title page and bibliography
  • Unlimited revisions
  • Plagiarism-free guarantee
  • Money-back guarantee
  • 24/7 support
On-demand options
  • Writer’s samples
  • Part-by-part delivery
  • Overnight delivery
  • Copies of used sources
  • Expert Proofreading
Paper format
  • 275 words per page
  • 12 pt Arial/Times New Roman
  • Double line spacing
  • Any citation style (APA, MLA, Chicago/Turabian, Harvard)

Our guarantees

Delivering a high-quality product at a reasonable price is not enough anymore.
That’s why we have developed 5 beneficial guarantees that will make your experience with our service enjoyable, easy, and safe.

Money-back guarantee

You have to be 100% sure of the quality of your product to give a money-back guarantee. This describes us perfectly. Make sure that this guarantee is totally transparent.

Read more

Zero-plagiarism guarantee

Each paper is composed from scratch, according to your instructions. It is then checked by our plagiarism-detection software. There is no gap where plagiarism could squeeze in.

Read more

Free-revision policy

Thanks to our free revisions, there is no way for you to be unsatisfied. We will work on your paper until you are completely happy with the result.

Read more

Privacy policy

Your email is safe, as we store it according to international data protection rules. Your bank details are secure, as we use only reliable payment systems.

Read more

Fair-cooperation guarantee

By sending us your money, you buy the service we provide. Check out our terms and conditions if you prefer business talks to be laid out in official language.

Read more

STAY HOME, SAVE LIVES. Order your essay today and save 20% with the discount code ATOM